Funds & Securities

Fund management legal advice is one of our core services.  Our clients include state and federally registered investment advisers, as well as foreign managers, banks and insurance companies.  

 

Our typical service offering includes advising on Regulation D and Regulation S, advising on blue sky filings and issues under the federal and state laws applying to investment advisers.  We also counsel clients on the terms of fund offering documents, subscription documents as well as constitutional documents.  

Please contact us for more information.