We're working remotely. Please e-mail us at with any queries.
Business and Labor Litigation
Corporate Law & International Law
Securities & Fund Law
Receivership/ Judgment Enforcement
Private Family Office Services
INDUSTRIES & PRACTICES
FUNDS - SECURITIES & REGULATION
We assist many alternative investment managers navigate complex securities law and regulatory matters. Matters include ERA and SEC registration matters, 1940 Act and Regulation D offering.
FAMILY OFFICES - PRIVATE TRANSACTIONS
Family office services include private holding vehicles, SEC family office exemption and structuring of family offices.
BUSINESSES - CORPORATE LAW
We represent multiple corporate clients in advising on by-laws, formations, joint venture, stock-holder issues, solvency matters and governance.
We work diligently with our clients to resolve complex and contentious matters. Our expertise includes obtaining and enforcing money judgments. We also have extensive motion practice experience.
FUND FORMATION DEVELOPMENTS -
Whether you are forming a new fund or updating documents around an existing fund there are some key areas that need to be addressed. The SEC are prioritizing investor fee disclosures, procedures around cross trades and valuations. To receive more information (firstname.lastname@example.org).
SEC - OCIE Examinations 2020 - Regulated Investment Advisers - Exam Priorities 2020
"Through its examinations, OCIE is promoting compliance and making a difference for investors and our securities markets. " From the SEC's OCIE exam priorities 2020.
We urge our clients and their chief compliance officers to review the SEC OCIE 2020 publication at the following link. Please contact us for any advice or clarification:
To receive our California law updates please email us at
To view the biographies of our professionals please visit the page of the individual.
To contact our Los Angeles office please call (213) 465 2367 or fax (213) 465 2368.
Our LA office is located at 811 Wilshire Blvd, 17 Floor, Los Angeles 90017.
We are working remotely most of the time to comply with Covid-19 health regulations.
811 Wilshire Boulevard, 17th Floor,
Los Angeles, CA 90017
305 Broadway, 7th Floor
New York, NY 10007
For any general inquiries, please e-mail us at email@example.com. The fact of contacting us does not create an attorney-client or other relationship.