Family Office Services
Legal guide updates
Our latest legal guides are available on the following topics: Corporate Transparency Act 2020, Hedge Funds 2021: The new decade; SEC examinations - hedge fund priorities. Please contact us for further information.
SEC - OCIE Examinations 2020 - Regulated Investment Advisers - Exam Priorities 2020
"Through its examinations, OCIE is promoting compliance and making a difference for investors and our securities markets. " From the SEC's OCIE exam priorities 2020.
We urge our clients and their chief compliance officers to review the SEC OCIE 2020 publication at the following link. Please contact us for any advice or clarification:
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To contact our Los Angeles office please call (213) 465 2367 or fax (213) 465 2368.
Our LA office is located at 811 Wilshire Blvd, 17 Floor, Los Angeles 90017.
811 Wilshire Boulevard, 17th Floor,
Los Angeles, CA 90017
305 Broadway, 7th Floor
New York, NY 10007
For any general inquiries, please e-mail us at firstname.lastname@example.org. The fact of contacting us does not create an attorney-client or other relationship.